An Examiner with seventeen years of experience and training in the fields of compliance, regulatory examination and auditing.
Overview
17
17
years of professional experience
Work History
Examiner, Dept. of Co-operatives/Insurance/Money Services/Corporate Management and Trust Service Providers/Gaming
FINANCIAL SERVICES REGULATORY COMMISSION
01.2011 - Current
Conduct investigations/examinations of Co-operatives Societies, Insurance Companies, Money Services Businesses, Corporate Management and Trust service Providers and Interactive Gaming and Interactive Wagering Companies and ensuring compliance with the relevant laws
Analyze the financial returns and audited financial statements submitted by all stakeholders and conduct risk assessments
Monitor the financial safety and soundness of each institution by evaluating their policies, operations, management, management information systems, along with their accounting systems
Recommend corrective actions to the department Supervisor and perform follow-up inspections to ensure companies have complied and issues addressed.
Field Officer, Department of Co-operatives
GOVERNMENT OF ANTIGUA AND BARBUDA
01.2009 - 01.2011
Regulate financial and non-financial cooperatives according to the Act (Co-operatives Society Act of 1997) and assist start up cooperatives in understanding and implementing the requirements of the Co-operative Society Act
Monitor and examine the financial records of all co-operatives, make recommendations and perform follow-up inspections
Aid in the development and growth of all co-operatives
Submit reports on all findings to the Supervisor of Co-operatives.
Assistant Field Auditor
Inland Revenue Department
01.2007 - 01.2009
Regulate all small businesses and hotels according to the Act
Conduct audits, examine records and monitor small business and hotels
Check and ensure that all taxpayer information is current and up-to-date and implement tax collection according to the Act
Conduct surprise inspections to ensure compliance with the Act
Submit report on all findings to the Commissioner of Inland Revenue.
Education
Antigua And Barbuda Red Cross First Aid/ CPR
Antigua and Barbuda Government Training Division
Sheraton Vocational Center
Murray State University
Antigua State College
Christ the King High School
Associate of Arts - Accounting And Finance
Antigua And Barbuda Institute of Information Technology
St. John's, Antigua
Anti-Money Laundering Specialist Examination
Skills
Office Productivity Suite
Internet Research
Time Management
Regulatory Compliance Analysis
Financial Data Analysis
Report Writing
Verbal and Written Communication
References
Mr. Kevin Hill, Immigration Officer, Gunthorpe, St. George’s, Antigua, 268-772-0635
Rev. Dr. Olson Daniel, Wesleyan District Superintendent/ Pastor Sweets Wesleyan, Fort Road, St. John’s, Antigua, 268-725-0282/268-461-0109/268-461-2586
Hobbies and Interests
Antigua Barbuda Volleyball Association (ABVA) Volunteer
Da Squad Volleyball Club
Wesleyan Women International
Antigua and Barbuda Red Cross First Aid/CPR
Timeline
Examiner, Dept. of Co-operatives/Insurance/Money Services/Corporate Management and Trust Service Providers/Gaming
FINANCIAL SERVICES REGULATORY COMMISSION
01.2011 - Current
Field Officer, Department of Co-operatives
GOVERNMENT OF ANTIGUA AND BARBUDA
01.2009 - 01.2011
Assistant Field Auditor
Inland Revenue Department
01.2007 - 01.2009
Antigua And Barbuda Red Cross First Aid/ CPR
Antigua and Barbuda Government Training Division
Sheraton Vocational Center
Murray State University
Antigua State College
Christ the King High School
Associate of Arts - Accounting And Finance
Antigua And Barbuda Institute of Information Technology
Senior Analyst at Financial Markets Regulatory operations - Standard Chartered Bank Global Business Services Pvt LtdSenior Analyst at Financial Markets Regulatory operations - Standard Chartered Bank Global Business Services Pvt Ltd
Senior Manager, Sector Lead at Financial Services Regulatory Authority, Supervision Division, Abu Dhabi Global MarketSenior Manager, Sector Lead at Financial Services Regulatory Authority, Supervision Division, Abu Dhabi Global Market
<ul><li>Advised 20+ leaders on complex employee relations issues like performance management and workplace investigations, ensuring full compliance with Panamanian labor law and minimizing legal risks.</li><li>Keeping an Open-Door policy for the employees. Investigations regarding employee issues and complaints. Collaboration with the Security and Employee Relations departments in investigations.</li><li>Review and approval of disciplinary actions. Completed more than 500 terminations according to Panamanian labor law.</li><li>Requesting, reviewing and approving of HRIS updates, transfers, benefits payments, intercompany and schedules changes.</li><li>Led the foreigner workers contract terminations according to the established Labor Law and company policies.</li><li>Participated in the Health and Safety Committee and inspections of the Social Insurance Institution, obtaining a passing score on every inspection. Developed the accidents events guidelines and form.</li><li>Participated in projects and tasks together with other areas such as HRIS and HR Corporate, for instance, the creation of the employee knowledge database to feed the chatbot for employees questions/answers.</li><li>Reporting and KPIs examination, including attrition and exit interviews results.</li><li>Review of policies, guidelines and procedures. Creation and updates of processes and control spreadsheets such as job abandonment process and form and the Oracle Manager Self Service control.</li><li>Implemented the onboarding program for new hires.</li><li>Developed HR Topics training plan for Operations staff.</li><li>Provided on the job training to the local HR members, developing skills and empowering the team.</li><li>Managed the HR providers purchase orders and payment requests.</li><li>Maintained close collaboration with the payroll department on claims and other employees inquiries, as well as support with compliance documents.</li></ul> at ALORICA<ul><li>Advised 20+ leaders on complex employee relations issues like performance management and workplace investigations, ensuring full compliance with Panamanian labor law and minimizing legal risks.</li><li>Keeping an Open-Door policy for the employees. Investigations regarding employee issues and complaints. Collaboration with the Security and Employee Relations departments in investigations.</li><li>Review and approval of disciplinary actions. Completed more than 500 terminations according to Panamanian labor law.</li><li>Requesting, reviewing and approving of HRIS updates, transfers, benefits payments, intercompany and schedules changes.</li><li>Led the foreigner workers contract terminations according to the established Labor Law and company policies.</li><li>Participated in the Health and Safety Committee and inspections of the Social Insurance Institution, obtaining a passing score on every inspection. Developed the accidents events guidelines and form.</li><li>Participated in projects and tasks together with other areas such as HRIS and HR Corporate, for instance, the creation of the employee knowledge database to feed the chatbot for employees questions/answers.</li><li>Reporting and KPIs examination, including attrition and exit interviews results.</li><li>Review of policies, guidelines and procedures. Creation and updates of processes and control spreadsheets such as job abandonment process and form and the Oracle Manager Self Service control.</li><li>Implemented the onboarding program for new hires.</li><li>Developed HR Topics training plan for Operations staff.</li><li>Provided on the job training to the local HR members, developing skills and empowering the team.</li><li>Managed the HR providers purchase orders and payment requests.</li><li>Maintained close collaboration with the payroll department on claims and other employees inquiries, as well as support with compliance documents.</li></ul> at ALORICA
<ul><li>Company Overview: Paix Services is a fully owned subsidiary of Holy Name Medical Center (HNMC). HNMC is a comprehensive 361-bed acute care hospital located in Teaneck, New Jersey. In software base it focuses on mainly product base.</li><li>Project: HNMC Practice Management.</li><li>The Practice Management mainly ensures the quality of the software product which the providers use.</li><li>According to the requirement requested by the providers our team will be validating the requirements without any quality fail in functionality as well as UI basis.</li><li>Performed and executed demos for the client for the developed software product.</li></ul> at Paix Services<ul><li>Company Overview: Paix Services is a fully owned subsidiary of Holy Name Medical Center (HNMC). HNMC is a comprehensive 361-bed acute care hospital located in Teaneck, New Jersey. In software base it focuses on mainly product base.</li><li>Project: HNMC Practice Management.</li><li>The Practice Management mainly ensures the quality of the software product which the providers use.</li><li>According to the requirement requested by the providers our team will be validating the requirements without any quality fail in functionality as well as UI basis.</li><li>Performed and executed demos for the client for the developed software product.</li></ul> at Paix Services